MHRA Updates Guidance on Archiving and Retention of Clinical Trial Records

On 14 April 2026, the UK Medicines and Healthcare products Regulatory Agency (MHRA) published updated guidance on the archiving and retention of clinical trial records, aligned with the amended Medicines for Human Use (Clinical Trials) Regulations, which come into force on 28 April 2026.

Key regulatory alignment

The guidance clarifies that investigators and sponsors must follow this guidance to ensure compliance with the amended regulations. It also aligns with ICH GCP E6(R3), particularly regarding the definition and management of essential documents.

“Essential documents” are defined as those that:

  • Enable evaluation of trial conduct and data quality, and

  • Demonstrate compliance with regulatory requirements and Good Clinical Practice (GCP).

Extended retention requirements

A major update concerns retention timelines:

  • At least 25 years for:

    • Trial Master File (TMF) documents

    • Investigator Site Files

    • Participant medical records

  • Additional retention:

    • If data supports a UK marketing authorisation, documents must be retained for at least 2 years after approval

  • For authorised products:

    • Documentation must be kept for the duration of the product authorisation, with the final clinical study report retained 5 years after withdrawal

Specific cases:

  • Advanced therapy products: traceability records must be retained for 30 years after expiry

  • Medical records may require longer retention depending on other legislation or institutional policies

Transitional provisions clarified

The guidance distinguishes between trials submitted:

  • Before 28 April 2026:

    • TMF retention remains 5 years (legacy requirement)

    • Patient records: 25 years

  • On or after 28 April 2026:

    • TMF retention increases to 25 years

All trials must comply with most aspects of the new Regulation 31A, with specific exceptions for legacy provisions.

Stronger expectations for data integrity and archiving systems

The MHRA reinforces expectations from its GxP Data Integrity Guidance, including:

  • Restricted access to archived records

  • Retention of originals or certified copies

  • Validation of digitisation processes

  • Maintenance of audit trails and metadata for electronic systems

  • Protection against environmental risks and unauthorised access

Governance and accountability

Sponsors must:

  • Appoint a named individual responsible for archiving

  • Ensure oversight of both paper and electronic records

  • Maintain continuous accessibility and inspection readiness

The guidance also clarifies responsibilities in case of:

  • Transfer of ownership → new owner assumes archiving obligations

  • Sponsor closure → responsibility shifts to the Chief Investigator

Implications for manufacturers

For manufacturers involved in clinical investigations (including those supporting UKCA marking or post-market clinical follow-up), this update reinforces several practical considerations:

  • Long-term data strategy: systems must support retention up to 25+ years

  • Digital archiving validation becomes critical for compliance

  • Alignment with ICH GCP E6(R3) may require updates to existing procedures

  • Legacy trials vs new trials must be clearly distinguished in documentation practices

  • Inspection readiness must be maintained over significantly longer periods

Conclusion

The updated MHRA guidance formalises a significant shift toward longer retention periods and stricter data governance, bringing UK requirements closer to international expectations under ICH GCP E6(R3).

Manufacturers and sponsors should review their archiving systems, TMF structures, and data integrity controls to ensure alignment before the 28 April 2026 implementation date.

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